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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Sebastian Fazekas is a financial advisor registered with Creative Planning. Joseph holds Series 7, Series 6, Series 31, Series 63, and Series 65 licenses and has been working in the financial services industry since 1997. Joseph is registered as an Investment Advisor Representative (IAR) in Illinois and Texas. Joseph has worked for several firms throughout their career, including Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., UBS Paine Webber Inc., CitiCorp Investment Services, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Paine Webber Incorporated, and Pruco Securities Corporation. Joseph specializes in portfolio management for individuals, businesses, pooled investment vehicles, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
08/29/2023 - Present
Creative Planning (OVERLAND PARK KS)
IL
07/28/2004 - 02/14/2012
FIDELITY BROKERAGE SERVICES LLC (NAPERVILLE IL)
RI
09/17/2001 - 08/04/2004
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NJ
05/16/2001 - 08/09/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
03/15/2001 - 05/29/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
12/03/1998 - 03/16/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
05/01/1997 - 11/18/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NJ
01/28/1997 - 04/28/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
10/17/1994 - 01/04/1997
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 01/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 11/01/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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