Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Scott Thompson is a financial advisor who is registered with LPL Financial LLC. Joseph is a registered investment advisor representative in Nevada, South Carolina, and Texas. Joseph Scott Thompson is registered with LPL Financial LLC since 2021. Prior to that, Joseph was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Raymond James & Associates, Inc. Joseph has over 20 years of experience in the financial services industry. Joseph specializes in retirement planning, investment management, and financial planning for individuals and families. Joseph also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/08/2021 - Present
LPL Financial LLC (SAN DIEGO CA)
SC
07/22/2016 - 04/12/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENVILLE SC)
SC
04/23/2009 - 08/03/2016
RAYMOND JAMES & ASSOCIATES, INC. (GREENVILLE SC)
SC
08/10/2000 - 04/28/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENVILLE SC)
BOTH
Issued 10/23/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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