Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Scott Marotta is a financial advisor who has been in the industry since 1988. Joseph has a combined total of 18 years of experience at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley DW Inc. Joseph is currently registered with Raymond James Financial Services Advisors, Inc. and has offices in Huntsville, Alabama. Joseph is a registered representative and investment advisor representative in Alabama and Texas. Joseph is a Series 3, 7, 63, and 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AL
09/06/2018 - Present
Raymond James Financial Services Advisors, Inc. (HUNTSVILLE AL)
AL
11/04/2005 - 08/08/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNTSVILLE AL)
NY
05/03/1999 - 11/08/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
02/10/1997 - 05/14/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 02/13/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
01/19/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 10/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 03/02/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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