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Joseph Scott Lawrence

Aria Wealth Management

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About Joseph Scott Lawrence

Joseph Scott Lawrence is an investment advisor representative at Aria Wealth Management. Joseph Lawrence has been in the industry since 1994. Joseph Lawrence has a Series 6, Series 7, Series 63 and a SIE. Aria Wealth Management is a registered investment advisor with the Securities and Exchange Commission and is based in Saratoga, California. Aria Wealth Management provides portfolio management for businesses and individuals, as well as financial planning and selection of other advisors.

Firm Information

Joseph Lawrence is currently registered with Aria Wealth Management. Aria Wealth Management is a registered investment advisor headquartered in Saratoga, CA. The firm provides financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They serve a variety of clients, including high-net-worth individuals, pension and profit-sharing plans, state or municipal government entities, and individuals other than high-net-worth. The firm manages approximately $194.3 million in assets.
Aria Wealth Management

20640 3RD STEET

SARATOGA, CA 95070

$194.33M

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Lawrence’s Registration & Firm History

AL

11/22/2019 - Present

Aria Wealth Management (Huntsville AL)

CA

06/12/2014 - 08/18/2016

DINOSAUR FINANCIAL GROUP, L.L.C (san jose CA)

AL

01/17/2013 - 06/03/2014

GRADIENT SECURITIES, LLC (HUNTSVILLE AL)

AL

08/09/2004 - 12/17/2012

G.L.S. & ASSOCIATES, INC. (HUNTSVILLE AL)

NY

03/02/1994 - 08/26/2004

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/11/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/18/2016

SIE - Securities Industry Essentials Examination

BC

Issued 01/10/2005

Series 7 - General Securities Representative Examination

BC

Issued 03/01/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Joseph Scott Lawrence.
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