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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Scott Bauers is a financial advisor with over 20 years of experience in the industry. Joseph Bauers currently works with Planmember Securities Corp. and Superior Planning, Inc. Joseph Bauers specializes in providing financial planning, pension consulting, portfolio management, and investment supervisory services to a wide range of clients, including individuals, businesses, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
11/22/2016 - Present
Planmember Securities Corp. (CARPINTERIA CA)
NC
06/04/2015 - 10/31/2016
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
CA
10/23/2001 - 06/03/2015
AXA ADVISORS, LLC (SAN DIEGO CA)
BOTH
Issued 12/03/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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