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Joseph Sciberras

Smbc Nikko Securities America, Inc.

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About Joseph Sciberras

Joseph Sciberras is a financial professional with over 15 years of experience in the securities industry. Joseph is currently registered with Smbc Nikko Securities America, Inc. and holds the Series 7, Series 63, Series 99TO, and SIE licenses. Joseph's previous employers include BNP Paribas Securities Corp., Standard Chartered Securities North America LLC, MetLife Securities Inc. and ABN AMRO Incorporated. Joseph is registered in New York.

Firm Information

Joseph Sciberras is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Sciberras’s Registration & Firm History

NY

12/01/2023 - Present

Smbc Nikko Securities America, Inc. (White Plains NY)

NY

05/13/2021 - 10/19/2022

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

01/06/2010 - 01/02/2020

STANDARD CHARTERED SECURITIES NORTH AMERICA LLC (NEW YORK NY)

NY

12/17/2008 - 01/15/2010

METLIFE SECURITIES INC. (ROSLYN NY)

NY

07/12/2006 - 04/04/2007

ABN AMRO INCORPORATED (NEW YORK NY)

NY

09/27/2004 - 06/22/2006

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/08/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Joseph Sciberras.
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