Unclaimed
Joseph Barbera is a financial advisor at Hightower Advisors, LLC. Joseph has been in the financial industry since 2016. Joseph's previous experience includes working at Equitable Advisors, LLC, and AEGIS CAPITAL CORP. Joseph holds the Series 66, Series 7 and SIE licenses. Joseph specializes in financial planning, portfolio management for individuals and businesses, and treasury management for corporate clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
NY
01/04/2024 - Present
Hightower Advisors, LLC (New York NY)
NY
07/11/2019 - 01/02/2024
EQUITABLE ADVISORS, LLC (NEW YORK NY)
NY
09/15/2015 - 10/03/2018
AEGIS CAPITAL CORP. (NEW YORK NY)
BOTH
Issued 04/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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