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Joseph Santoro

Kingswood Capital Partners, LLC

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About Joseph Santoro

Joseph Santoro is a financial advisor with Kingswood Capital Partners, LLC in San Diego, California. Joseph has been in the financial services industry since 1996. His experience spans a range of firms including Benchmark Investments, LLC, LPL Financial LLC, MML Investors Services, LLC, MSI Financial Services, INC., and Metropolitan Life Insurance Company. Joseph holds a Series 63 license, a Series 26 license, a Series 6 license and a SIE license. Joseph is registered to conduct business in Connecticut, Florida, Maine, and Rhode Island.

Firm Information

Joseph Santoro is currently registered with Kingswood Capital Partners, LLC. Kingswood Capital Partners, LLC is a Limited Liability Company formed in 2016 and is registered to do business in all 50 U.S. states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Santoro’s Registration & Firm History

CA

06/14/2023 - Present

Kingswood Capital Partners, LLC (San Diego CA)

CT

11/22/2019 - 07/28/2023

BENCHMARK INVESTMENTS, LLC (South Windsor CT)

CT

01/29/2018 - 09/04/2019

LPL FINANCIAL LLC (ROCKY HILL CT)

CT

03/25/2017 - 02/09/2018

MML INVESTORS SERVICES, LLC (GLASTONBURY CT)

CT

01/11/1996 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (GLASTONBURY CT)

CT

01/11/1996 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (VERNON CT)

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Licenses & Designations

BC

Issued 01/22/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/14/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Joseph Santoro. Review regulatory record here.
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