Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Santaniello is a financial professional registered with Mizuho Securities USA LLC. Joseph has been in the financial industry since 2012. Joseph has Series 63, SIE, and Series 79 licenses. Mizuho Securities USA LLC is a Broker-Dealer, Investment Adviser, and Registered Representative in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/08/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
CT
09/05/2012 - 04/10/2015
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 09/12/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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