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Joseph Samuel Tavarez

Blackrock Investments, LLC

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About Joseph Samuel Tavarez

Joseph Tavarez is a financial advisor with Blackrock Investments, LLC. Joseph is registered with FINRA and is a registered representative in 53 states. He has been in the industry since February 2013 and has experience in the municipal securities industry. Joseph has passed the Series 63, 7, SIE, and 52 exams. Joseph is currently working in the Washington DC branch of Blackrock Investments, LLC.

Firm Information

Joseph Tavarez is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Tavarez’s Registration & Firm History

DC

04/13/2022 - Present

Blackrock Investments, LLC (WASHINGTON DC DC)

DC

02/14/2013 - 04/11/2022

PNC CAPITAL MARKETS LLC (WASHINGTON DC)

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Licenses & Designations

BC

Issued 04/12/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/08/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2013

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Samuel Tavarez.
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