Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Pantozzi is an experienced financial professional with over 40 years in the industry. Joseph is currently registered with Ameritas Advisory Services, LLC. Joseph's previous registrations include Carillon Investments, Inc., MML Investors Services, Inc., Connecticut Mutual Financial Services, Inc., Massachusetts Mutual Life Insurance Company, and Metropolitan Life Insurance Company. Joseph holds several licenses and certifications, including Series 6, 7, 22, 63, and 65. Joseph is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
PA
10/30/2023 - Present
Ameritas Advisory Services, LLC (Halifaxx PA)
NV
12/14/2001 - 06/30/2006
CARILLON INVESTMENTS, INC. (LAS VEGAS NV)
MA
03/17/1989 - 02/05/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
01/07/1987 - 03/21/1989
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
NA
08/18/1983 - 12/23/1986
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
09/15/1983 - 12/17/1986
MML INVESTORS SERVICES, INC.
NA
10/08/1982 - 06/23/1983
METROPOLITAN LIFE INSURANCE COMPANY
IA
Issued 01/05/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/07/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/06/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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