Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Minutolo is an active investment advisor representative who is registered with Rogan & Associates, Inc. Joseph has been in the industry for over 25 years and holds the following licenses: Series 6, Series 7, Series 63, and Series 65. Joseph has worked for a number of financial firms including Lincoln Financial Distributors, Inc., Sun Life Financial Distributors, Inc., Planco Financial Services, LLC, and Franklin/Templeton Distributors, Inc. Joseph provides investment advice to individuals, corporations, and pension plans. He is licensed to practice in Florida and New York. In addition to his work as an investment advisor, Joseph also owns and operates a fishing charter business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
% of assets under another ria's management
1
2
FL
09/07/2022 - Present
Rogan & Associates, Inc. (SAFETY HARBOR FL)
PA
01/21/2011 - 05/07/2021
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
MA
10/01/2009 - 01/14/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
CT
04/08/2002 - 10/02/2009
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
CA
08/13/1996 - 03/15/2002
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
IA
Issued 07/14/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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