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Joseph Salvatore Farrell

Pershing LLC

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About Joseph Salvatore Farrell

Joseph Salvatore Farrell has over 25 years of experience in the financial industry. Joseph is currently registered with Pershing LLC in Jersey City, New Jersey and is a General Securities Principal. Previously, Joseph has held positions at Cantor Fitzgerald & Co., First Clearing, LLC, and ADP Clearing & Outsourcing Services, Inc. Joseph holds FINRA Series 7, 24, 52TO, 99TO, and SIE licenses as well as the Uniform Securities Agent State Law Examination. Joseph is also registered in New Jersey and New York.

Firm Information

Joseph Farrell is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Farrell’s Registration & Firm History

NJ

09/30/2010 - Present

Pershing LLC (JERSEY CITY NJ)

NY

06/09/2009 - 06/24/2010

CANTOR FITZGERALD & CO. (NEW YORK NY)

MO

06/12/2007 - 06/27/2008

FIRST CLEARING, LLC (ST. LOUIS MO)

NY

02/18/2004 - 03/20/2007

ADP CLEARING & OUTSOURCING SERVICES, INC. (NEW YORK NY)

NJ

03/19/1997 - 02/24/2004

PERSHING LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 05/02/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/23/2009

Series 24 - General Securities Principal Examination

BC

Issued 07/25/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Salvatore Farrell.
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