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Joseph S James

Mariner Wealth

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About Joseph S James

Joseph S. James is an Investment Advisor Representative at Mariner Wealth. Joseph has been in the financial industry for over 20 years and has a strong background in accounting and financial planning. Joseph specializes in providing comprehensive financial planning services to individuals and families. Joseph also provides referral services to clients for investment advisory services.

Firm Information

Joseph James is currently registered with Mariner Wealth. Mariner Wealth is an investment advisor based in OVERLAND PARK, KS. The firm has 18 licensed agents and 37 investment adviser representatives. They provide referral services to prospective clients and their primary client types are individuals other than high-net-worth individuals, insurance companies, investment companies, and charitable organizations.
Mariner Wealth

5700 W. 112TH ST

OVERLAND PARK, KS 66211

Not reported

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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referral of prospective clients to mariner

Referral of prospective clients to mariner

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Iars are compensated for referrals

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Joseph James’s Registration & Firm History

KS

08/16/2024 - Present

Mariner Wealth (Overland Park KS)

GA

09/30/2005 - 07/01/2009

SECURITIES AMERICA, INC. (ATLANTA GA)

OH

05/14/2003 - 10/04/2005

CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)

MA

10/02/2001 - 12/16/2002

ALLMERICA INVESTMENTS, INC. (WORCESTER MA)

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Licenses & Designations

BOTH

Issued 11/06/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Joseph S James.
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