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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph D'astolfo is a financial advisor with over 10 years of experience in the industry. Joseph currently works at Morgan Stanley in Melville, New York and is registered to provide investment advice in 53 states and Washington, D.C. Joseph is also a registered Investment Advisor Representative in New Jersey, New York and Texas. Joseph has a broad range of experience with working with high-net-worth individuals, corporations, and other businesses, individuals other than high-net-worth, and pension and profit-sharing plans. Joseph's previous experience includes working at UBS Financial Services and Chase Investment Services. Joseph has a strong understanding of the financial markets and a commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/22/2019 - Present
Morgan Stanley (Melville NY)
NY
01/05/2011 - 05/21/2019
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
12/24/2009 - 09/10/2010
CHASE INVESTMENT SERVICES CORP. (FOREST HILLS NY)
NY
07/19/2006 - 01/07/2008
OPUS TRADING FUND LLC (JERICHO NY)
BOTH
Issued 12/09/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/16/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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