Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Culotta is an investment advisor representative with Osaic Institutions, Inc.. Joseph has been in the industry since 2003. Joseph is registered with the states of Connecticut, Florida, New Jersey, New York, North Carolina, and Pennsylvania. Joseph holds Series 63, 65, 7, 9, 10, 24, and SIE licenses. Osaic Institutions, Inc. provides financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
07/14/2021 - Present
Osaic Institutions, Inc. (New York NY)
NY
04/07/2010 - 09/18/2020
HSBC SECURITIES (USA) INC. (New York NY)
NY
05/29/2007 - 11/13/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/21/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (FARMINGDALE NY)
IA
Issued 05/02/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/20/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Culotta is the right advisor for you? Invested Better is here to help.
