Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Bottino is a financial advisor with over 30 years of experience in the industry. Joseph is currently registered with Wells Fargo Clearing Services, LLC, and has been with the firm since November 2016. Prior to joining Wells Fargo, Joseph was registered with Prudential Securities Incorporated and UBS PaineWebber Inc. Joseph holds a variety of licenses and certifications, including the Series 3, 7, 9, 10, 31, 63 and 65 exams. Joseph has a strong background in financial planning, portfolio management, and investment consulting. Joseph's focus is on providing customized financial advice to individuals, families, and businesses. Joseph is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
03/29/2019 - Present
Wells Fargo Clearing Services, LLC (DOYLESTOWN PA)
NY
11/09/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
11/04/1996 - 11/16/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
11/12/1993 - 11/06/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 02/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/24/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2011
Series 3 - National Commodity Futures Examination
BC
Issued 09/14/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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