Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Rowell Fraser is a financial advisor registered with Kingswood Capital Partners, LLC. Joseph has been in the industry since 2018 and has experience with several firms including Benchmark Investments, LLC and Colorado Financial Service Corporation. Joseph has a Series 7, Series 63, and SIE. Joseph is registered to provide investment advice in 24 states, including Arizona, California, Colorado, Delaware, Florida, Georgia, Hawaii, Illinois, Maryland, Michigan, Minnesota, Nevada, New Jersey, New Mexico, New York, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/19/2023 - Present
Kingswood Capital Partners, LLC (San Ramon CA)
CA
06/08/2021 - 07/28/2023
BENCHMARK INVESTMENTS, LLC (San Ramon CA)
CA
09/11/2018 - 06/08/2021
COLORADO FINANCIAL SERVICE CORPORATION (San Ramon CA)
BC
Issued 09/29/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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