Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Rottinghaus is a financial professional with over a decade of experience in the financial services industry. Joseph is currently registered with Wells Fargo Securities, LLC in Denver, Colorado. Joseph has held previous roles with Wells Fargo Securities, LLC and Farmers Financial Solutions, LLC. Joseph is licensed to sell securities in Colorado and holds a Series 6, Series 79, and Series 63 license, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/29/2022 - Present
Wells Fargo Securities, LLC (DENVER CO)
CO
04/14/2021 - 06/27/2022
WELLS FARGO SECURITIES, LLC (DENVER CO)
CO
10/11/2011 - 06/04/2020
WELLS FARGO SECURITIES, LLC (DENVER CO)
CA
04/30/2001 - 12/31/2003
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
BC
Issued 11/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/27/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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