Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Rotondo Hooker is a financial advisor with FS Investment Solutions, LLC based in Philadelphia, Pennsylvania. Joseph has been in the industry since March 2009 and has been registered with FINRA since April 2014. He has passed the Series 7, Series 63, and Series 65 exams. Joseph holds active registrations in 14 states, including Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Maryland, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
04/14/2014 - Present
FS Investment Solutions, LLC (PHILADELPHIA PA)
NJ
03/31/2011 - 04/08/2014
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
BC
Issued 05/16/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/13/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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