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Joseph Ross Laspina

Flagstar Advisors

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About Joseph Ross Laspina

Joseph Laspina is a financial advisor associated with Flagstar Advisors, a firm headquartered in New York, NY. Joseph has been in the financial industry since April 21, 2005. Joseph currently holds the Series 63, Series 6 and SIE licenses and is registered in New York. Prior to joining Flagstar Advisors, Joseph worked at Invesco Distributors, Inc., Fund Management Company, Dreyfus Service Corporation and AllianceBernstein Investment Research and Management, Inc.

Firm Information

Joseph Laspina is currently registered with Flagstar Advisors. Flagstar Advisors is an investment advisor headquartered in New York, NY. The firm was formed in May 2000 and has 30 licensed agents, 36 investment advisor representatives, and 45 registered representatives. The firm primarily advises individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth. Flagstar Advisors offers investment advisory services including portfolio management for businesses, individuals, and pension consulting. The firm also provides selection of other advisors. Flagstar Advisors manages over $966 million in discretionary assets for 1,588 accounts. They are registered with the SEC and in all 52 states and are a participant in the FINRA arbitration forum.
Flagstar Advisors

1400 BROADWAY

NEW YORK, NY 10018

$966.65M

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Laspina’s Registration & Firm History

NY

05/20/2015 - Present

Flagstar Advisors (NEW YORK NY)

TX

12/07/2007 - 06/07/2013

INVESCO DISTRIBUTORS, INC. (HOUSTON TX)

TX

04/10/2007 - 12/07/2007

FUND MANAGEMENT COMPANY (HOUSTON TX)

NY

01/06/2005 - 10/02/2006

DREYFUS SERVICE CORPORATION (NEW YORK NY)

TN

11/04/2002 - 01/10/2005

ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)

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Licenses & Designations

BC

Issued 02/21/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Ross Laspina.
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