Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Rokowski is a financial advisor with MML Investors Services, LLC and has been in the industry since August 19, 2004. Joseph has been registered with the firm since August 18, 2022 and is currently located in Shelton, CT. Previously, Joseph was employed by MML INVESTORS SERVICES, LLC and MML DISTRIBUTORS, LLC. Joseph holds the Series 6, 7, 24, 26, and 63 licenses and has a SIE designation. Joseph specializes in providing financial advice to individuals, corporations, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CT
08/18/2022 - Present
MML Investors Services, LLC (SHELTON CT)
CT
10/13/2008 - 08/31/2020
MML INVESTORS SERVICES, LLC (ENFIELD CT)
CT
05/11/2004 - 10/13/2008
MML DISTRIBUTORS, LLC (ENFIELD CT)
MA
09/04/2002 - 05/11/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 03/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/29/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/03/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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