Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Roff is a registered representative with Moelis & Co. LLC. Joseph Roff has been in the industry for over 3 years and has a Series 7, 63, 79 and SIE. Previously Joseph Roff was with Citigroup Global Markets Inc. and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/02/2023 - Present
Moelis & Co. LLC (HOUSTON TX)
TX
05/18/2022 - 07/18/2023
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
TX
08/10/2020 - 04/19/2022
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
BC
Issued 08/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/08/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/09/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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