Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Roberto is an investment advisor representative at Fidelity Personal And Workplace Advisors. Joseph has been in the financial services industry since January 9, 2017 and has a total of 53 state registrations. Joseph has a Series 7, 6, 63, 66, and 9 licenses. Joseph has experience with a variety of financial services firms, including Edward Jones, Wells Fargo Clearing Services, LLC, Charles Schwab & Co., Inc., and JP Morgan Securities LLC. Joseph's specialties include providing financial planning, portfolio management for businesses and individuals, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
10/02/2023 - Present
Fidelity Personal AND Workplace Advisors (GILROY CA)
CA
03/31/2021 - 01/14/2022
CHARLES SCHWAB & CO., INC. (Carmel CA)
CA
05/06/2020 - 03/25/2021
WELLS FARGO CLEARING SERVICES, LLC (GILROY CA)
MO
11/19/2019 - 03/03/2020
EDWARD JONES (ST. LOUIS MO)
CA
09/20/2016 - 11/20/2019
J.P. MORGAN SECURITIES LLC (MORGAN HILL CA)
BOTH
Issued 01/10/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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