Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Watson is a financial advisor with over 14 years of experience in the financial services industry. Joseph is currently registered with Stifel, Nicolaus & Company, Inc. and holds licenses in Missouri and Texas. Previously, Joseph was employed by Oppenheimer & Co. Inc., U.S. Bancorp Investments, Inc., PNC Investments, AXA Advisors, LLC and Edward Jones. Joseph has passed the Series 7 and 66 exams, and the Securities Industry Essentials (SIE) exam. Joseph provides portfolio management, financial planning and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/19/2023 - Present
Stifel, Nicolaus & Company, Inc. (FRONTENAC MO)
MO
09/21/2015 - 04/21/2023
OPPENHEIMER & CO. INC. (ST. LOUIS MO)
MO
04/29/2011 - 09/22/2015
U.S. BANCORP INVESTMENTS, INC. (ARNOLD MO)
MO
03/31/2010 - 04/18/2011
PNC INVESTMENTS (ST. LOUIS MO)
MO
03/25/2009 - 08/07/2009
AXA ADVISORS, LLC (CLAYTON MO)
MO
10/03/2008 - 01/15/2009
EDWARD JONES (ST LOUIS MO)
BOTH
Issued 10/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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