Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Robert Stringer is a registered representative with Needham & Company, LLC. Joseph has been in the securities industry since 2017. Joseph is registered with the state of California, Illinois, Massachusetts, Minnesota, and New York. Joseph holds Series 63, SIE, 86, 87, and 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
07/26/2017 - Present
Needham & Company, LLC (NEW YORK NY)
BC
Issued 09/13/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/13/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/26/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
Not sure Joseph Stringer is the right advisor for you? Invested Better is here to help.
