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Joseph Robert Stauff

Susquehanna Financial Group, Lllp

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About Joseph Robert Stauff

Joseph Robert Stauff is a financial advisor who has been in the industry since August 17, 1999. Currently, Joseph is registered with Susquehanna Financial Group, Lllp and has been with the firm since April 12, 2010. Prior to working at Susquehanna Financial Group, Lllp, Joseph was employed by CRT Capital Group LLC, Soundview Technology Corporation, Charles Schwab & Co., Inc., and Credit Suisse First Boston LLC, among other firms. Joseph is licensed to conduct business in New York and Pennsylvania.

Firm Information

Joseph Stauff is currently registered with Susquehanna Financial Group, Lllp. Susquehanna Financial Group, Lllp is a firm registered in all 50 states and the District of Columbia, as well as with the SEC. It was formed on July 25, 2002, and is classified as an "Other Types of Legal Formation".

Not reported

Assets Under Management

Not reported

Total Clients

128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Stauff’s Registration & Firm History

NY

04/12/2010 - Present

Susquehanna Financial Group, Lllp (NEW YORK NY)

CT

11/29/2004 - 03/08/2010

CRT CAPITAL GROUP LLC (STAMFORD CT)

CT

08/16/2004 - 11/09/2004

SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)

TX

05/28/2004 - 08/16/2004

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

CT

06/03/2003 - 05/28/2004

SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)

NY

03/08/2000 - 05/23/2003

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NY

01/07/2000 - 03/14/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

06/02/1999 - 12/23/1999

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/12/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/18/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 06/01/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph Robert Stauff.
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