Unclaimed
Joseph Robert Stauff is a financial advisor who has been in the industry since August 17, 1999. Currently, Joseph is registered with Susquehanna Financial Group, Lllp and has been with the firm since April 12, 2010. Prior to working at Susquehanna Financial Group, Lllp, Joseph was employed by CRT Capital Group LLC, Soundview Technology Corporation, Charles Schwab & Co., Inc., and Credit Suisse First Boston LLC, among other firms. Joseph is licensed to conduct business in New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/12/2010 - Present
Susquehanna Financial Group, Lllp (NEW YORK NY)
CT
11/29/2004 - 03/08/2010
CRT CAPITAL GROUP LLC (STAMFORD CT)
CT
08/16/2004 - 11/09/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
TX
05/28/2004 - 08/16/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CT
06/03/2003 - 05/28/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
NY
03/08/2000 - 05/23/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
01/07/2000 - 03/14/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
06/02/1999 - 12/23/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 05/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/18/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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