Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Robert Smith is a financial advisor registered with TIAA-CREF Individual & Institutional Services, LLC. Joseph has been in the industry since 2017, and is licensed in 51 states and the District of Columbia. Joseph specializes in retirement planning, investment advice, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
09/25/2022 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Boulder CO)
MA
03/08/2018 - 08/12/2022
CITIZENS SECURITIES, INC. (CHESTNUT HILL MA)
MA
10/18/2017 - 01/24/2018
PURSHE KAPLAN STERLING INVESTMENTS (Boston MA)
IA
Issued 01/08/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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