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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Robert Shaw is a financial advisor currently registered with Raymond James Financial Services Advisors, Inc. Joseph Shaw has been active in the financial services industry since May 2000. Joseph Robert Shaw has passed the Series 7, Series 31, Series 52TO, Series 72, and the SIE exams. Prior to joining Raymond James Financial Services Advisors, Inc., Joseph Robert Shaw was registered with Primevest Financial Services, Inc., UVEST Financial Services Group, Inc., and Morgan Stanley DW Inc. Joseph Robert Shaw is registered in 23 states. Joseph Robert Shaw works out of the Ellicott City, MD office of Raymond James Financial Services Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MD
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (ELLICOTT CITY MD)
MD
01/03/2006 - 06/05/2008
PRIMEVEST FINANCIAL SERVICES, INC. (ELLICOTT CITY MD)
NC
01/23/2002 - 01/03/2006
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NY
04/20/2000 - 01/03/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 03/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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