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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Robert Richard is a registered investment advisor representative with Advisors Capital Management, LLC. Joseph is a Series 6, 63, 22, 26, and 65 licensed professional. Joseph has been in the industry since 1994 and previously worked at Wall Street Financial Group, Inc., American Skanda Marketing, Inc., Boston Capital Services, Inc., and New England Funds, L.P. Joseph is based out of Pittsford, NY and offers advisory services to individuals, businesses, and various types of investment vehicles. Joseph's firm focuses on financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/01/2014 - Present
Advisors Capital Management, LLC (PITTSFORD NY)
NY
04/04/2002 - 10/31/2013
WALL STREET FINANCIAL GROUP, INC. (PITTSFORD NY)
CT
07/08/1999 - 11/26/2001
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
MA
12/19/1997 - 06/24/1999
BOSTON CAPITAL SERVICES,INC. (BOSTON MA)
MA
08/03/1994 - 03/06/1996
NEW ENGLAND FUNDS, L.P. (BOSTON MA)
IA
Issued 03/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/28/1998
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/02/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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