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Joseph Robert Grieco

Seaport Global Securities LLC

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About Joseph Robert Grieco

Joseph Grieco is a financial advisor who has been working in the financial services industry since June 19, 2000. Joseph is currently registered with Seaport Global Securities LLC in New York, NY. Joseph previously worked with NORTHLAND SECURITIES, INC. and CANTOR FITZGERALD & CO. Joseph is a Series 7 and Series 63 licensed individual.

Firm Information

Joseph Grieco is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Grieco’s Registration & Firm History

NY

11/01/2021 - Present

Seaport Global Securities LLC (NEW YORK NY)

NY

01/14/2020 - 11/03/2021

NORTHLAND SECURITIES, INC. (NEW YORK NY)

NJ

05/03/2016 - 12/31/2019

SEAPORT GLOBAL SECURITIES LLC (SUMMIT NJ)

NJ

11/14/2013 - 08/03/2015

CANTOR FITZGERALD & CO. (SUMMIT NJ)

NY

07/25/2012 - 11/14/2013

WALL STREET ACCESS (NEW YORK NY)

NJ

05/27/2011 - 07/24/2012

RODMAN & RENSHAW, LLC (JERSEY CITY NJ)

NJ

06/01/2009 - 05/27/2011

HUDSON SECURITIES,INC. (JERSEY CITY NJ)

NY

10/29/2004 - 05/13/2009

UBS SECURITIES LLC (NEW YORK NY)

CT

04/01/2002 - 11/01/2004

SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)

NY

08/17/1999 - 03/27/2002

NDB CAPITAL MARKETS, LP (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/17/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/16/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph Robert Grieco.
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