Unclaimed
Joseph Grieco is a financial advisor who has been working in the financial services industry since June 19, 2000. Joseph is currently registered with Seaport Global Securities LLC in New York, NY. Joseph previously worked with NORTHLAND SECURITIES, INC. and CANTOR FITZGERALD & CO. Joseph is a Series 7 and Series 63 licensed individual.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/01/2021 - Present
Seaport Global Securities LLC (NEW YORK NY)
NY
01/14/2020 - 11/03/2021
NORTHLAND SECURITIES, INC. (NEW YORK NY)
NJ
05/03/2016 - 12/31/2019
SEAPORT GLOBAL SECURITIES LLC (SUMMIT NJ)
NJ
11/14/2013 - 08/03/2015
CANTOR FITZGERALD & CO. (SUMMIT NJ)
NY
07/25/2012 - 11/14/2013
WALL STREET ACCESS (NEW YORK NY)
NJ
05/27/2011 - 07/24/2012
RODMAN & RENSHAW, LLC (JERSEY CITY NJ)
NJ
06/01/2009 - 05/27/2011
HUDSON SECURITIES,INC. (JERSEY CITY NJ)
NY
10/29/2004 - 05/13/2009
UBS SECURITIES LLC (NEW YORK NY)
CT
04/01/2002 - 11/01/2004
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
NY
08/17/1999 - 03/27/2002
NDB CAPITAL MARKETS, LP (NEW YORK NY)
BC
Issued 02/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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