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Joseph Robert Garrity

Pruco Securities, LLC

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About Joseph Robert Garrity

Joseph Garrity is a financial advisor with over 11 years of experience in the financial services industry. Joseph is currently registered with Pruco Securities, LLC in Newark, Delaware. Joseph was previously registered with LPL FINANCIAL LLC and Citizens Securities, Inc. Joseph holds Series 6, 7, 63 and 65 licenses and the SIE. Joseph is also a licensed real estate agent in Pennsylvania. Joseph has experience working with high-net-worth individuals, corporations, and trusts and estates.

Firm Information

Joseph Garrity is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Joseph Garrity’s Registration & Firm History

DE

08/26/2024 - Present

Pruco Securities, LLC (NEWARK DE)

PA

02/05/2021 - 08/27/2024

LPL FINANCIAL LLC (KENNETT SQUARE PA)

PA

01/13/2016 - 01/19/2021

CITIZENS SECURITIES, INC. (KING OF PRUSSIA PA)

PA

02/18/2014 - 10/28/2015

CITIZENS SECURITIES, INC. (DOYLESTOWN PA)

PA

04/18/2013 - 11/01/2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CENTER VALLEY PA)

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Licenses & Designations

IA

Issued 02/12/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/19/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/2016

Series 7 - General Securities Representative Examination

BC

Issued 04/17/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Robert Garrity.
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