Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Robert Garcia is a financial professional with over 30 years of experience in the financial services industry. Joseph is a registered representative with Equity Services, Inc., a firm headquartered in Montpelier, VT. Joseph’s professional career has spanned several firms in the New York area. Joseph has been a registered representative with Equity Services, Inc. since April 2015. In the past, Joseph has held positions at H. Beck, Inc., Next Financial Group, Inc., and UBS Financial Services Inc. Joseph holds the Series 7 and Series 63 licenses along with the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
04/03/2015 - Present
Equity Services, Inc. (PLATTSBURGH NY)
NY
08/11/2011 - 04/07/2015
H. BECK, INC. (PLATTSBURG NY)
NY
06/24/2005 - 08/12/2011
NEXT FINANCIAL GROUP, INC. (PLATTSBURGH NY)
NJ
04/24/1990 - 06/17/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 05/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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