Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Gaffoglio is a financial advisor who has been in the industry since 2003. He is currently registered with Mutual of America Securities LLC, a firm that is based in New York, NY. His firm has a brokerage scope. Joseph has been with Mutual of America Securities LLC since September 1, 2005. Previously, he was registered with Mutual of America Life Insurance Company and Prudential Equity Group, LLC. Joseph has passed the Series 63, Series 7, Series 87, and SIE exams. He is registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/01/2005 - Present
Mutual OF America Securities LLC (NEW YORK NY)
NY
02/15/2006 - 11/24/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (NEW YORK NY)
NY
12/12/2002 - 08/11/2005
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
BC
Issued 11/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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