Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Robert Friedman is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Joseph has been in the industry since 2014. Joseph is currently registered with the Securities Investor Protection Corporation (SIPC) and the Financial Industry Regulatory Authority (FINRA). Joseph is also registered as an investment advisor representative (IAR) in New York and Texas. Joseph has passed the Series 66, Series 7, and SIE exams. Joseph has a wide range of experience in the financial services industry, including experience at Brean Strategic Advisors, Bank of America, Semper Capital Management, Exos Financials, and Brevan Howard US Investment Management. Merrill Lynch, Pierce, Fenner & Smith Inc. has been providing financial services to individuals, businesses, and institutions since 1914. Merrill Lynch is a leading provider of investment banking, brokerage, and asset management services. Merrill Lynch manages over $1.27 trillion in assets under management. Merrill Lynch offers a wide range of investment products and services, including mutual funds, stocks, bonds, and exchange-traded funds (ETFs).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/06/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
BOTH
Issued 05/05/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/17/2022
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2022
Series 7TO - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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