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Joseph Robert Emhof

Davis Distributors, LLC

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About Joseph Robert Emhof

Joseph Robert Emhof is a financial professional with over 30 years of experience in the industry. He has held positions with a number of firms including Putnam Retail Management Limited Partnership, Nationwide Investment Services Corporation, M&T Securities, Inc., Liberty Securities Corporation, W. S. Griffith & Co., Inc., and Phoenix Equity Planning Corporation. Joseph is currently registered with Davis Distributors, LLC in New York, NY. Joseph holds a number of licenses including Series 6, Series 7, Series 63 and Series 65. He is registered in a number of states including Alaska, California, Hawaii, Nevada, Oregon, and Washington.

Firm Information

Joseph Emhof is currently registered with Davis Distributors, LLC. Davis Distributors, LLC is a Limited Liability Company formed in May 1997 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a single SEC registration and has been approved for registration in all 53 jurisdictions where it operates.

Not reported

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Emhof’s Registration & Firm History

NY

05/15/2006 - Present

Davis Distributors, LLC (NEW YORK NY)

MA

07/31/1999 - 05/08/2006

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

OH

12/13/1996 - 07/09/1999

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

MD

05/01/1995 - 11/22/1996

M&T SECURITIES, INC. (BALTIMORE MD)

NY

10/11/1994 - 05/01/1995

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

CT

08/30/1993 - 10/28/1994

W. S. GRIFFITH & CO., INC. (HARTFORD CT)

CT

04/05/1991 - 08/30/1993

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

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Licenses & Designations

IA

Issued 07/12/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/15/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2001

Series 7 - General Securities Representative Examination

BC

Issued 04/04/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Robert Emhof.
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