Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Robert Elefante is a financial advisor who has been active in the industry since November 2007. Joseph is currently registered with Alps Distributors, Inc. and has been with the firm since February 2009. Joseph is registered in 53 states and holds licenses for Series 63, 65, 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/19/2009 - Present
Alps Distributors, Inc. (San Francisco CA)
BC
Issued 06/11/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Elefante is the right advisor for you? Invested Better is here to help.
