Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Rivello is an investment professional with over 24 years of experience in the financial services industry. Joseph is currently registered with LPL Financial LLC in Melville, NY. Joseph has worked for several firms including Edward Jones, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Piper Jaffray & Co. Joseph holds Series 7, Series 24, Series 63, and Series 66 licenses. Joseph is also a Registered Investment Advisor in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
03/13/2024 - Present
LPL Financial LLC (MELVILLE NY)
NY
04/16/2021 - 02/21/2024
EDWARD JONES (ASTORIA NY)
NY
07/06/2020 - 04/30/2021
LPL FINANCIAL LLC (FOREST HILLS NY)
NY
12/11/2017 - 07/08/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREAT NECK NY)
NY
11/04/2013 - 02/20/2015
ODEON CAPITAL GROUP LLC (NEW YORK NY)
NY
05/15/2012 - 07/17/2013
RB INTERNATIONAL MARKETS (USA) LLC (NEW YORK NY)
NY
02/07/2011 - 03/02/2012
INVESTEC SECURITIES (US) LLC (NEW YORK NY)
NY
04/30/2010 - 02/03/2011
PIPER JAFFRAY & CO. (NEW YORK NY)
NY
04/14/2009 - 03/25/2010
MURPHY & DURIEU (NEW YORK NY)
NY
10/28/2008 - 04/01/2009
JESUP & LAMONT SECURITIES CORP (NEW YORK NY)
NY
08/12/2008 - 10/10/2008
MAGNA SECURITIES CORP. (NEW YORK CITY NY)
NY
04/04/2005 - 06/24/2008
J GIORDANO SECURITIES GROUP (NEW YORK NY)
NY
05/26/2000 - 04/01/2005
AUERBACH GRAYSON & COMPANY INCORPORATED (NEW YORK NY)
NY
03/23/2000 - 04/27/2000
GERARD KLAUER MATTISON & CO., INC. (NEW YORK NY)
NY
08/28/1995 - 03/28/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/21/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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