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Joseph Richard Tutino

Lazard Asset Management Securities LLC

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About Joseph Richard Tutino

Joseph Richard Tutino is a financial professional with over 25 years of experience in the industry. Joseph is currently registered with Lazard Asset Management Securities LLC and is licensed to provide investment advice in New York. Joseph has previously worked with several firms, including Lazard Freres & Co. LLC, Dreman Financial Services, Inc., Fahnestock & Co., Inc., and E.F. Hutton & Company Inc. Joseph holds the Series 7, Series 63 and Series 65 licenses and the SIE exam.

Firm Information

Joseph Tutino is currently registered with Lazard Asset Management Securities LLC. Lazard Asset Management Securities LLC is a Limited Liability Company formed in May 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Tutino’s Registration & Firm History

NY

04/03/2004 - Present

Lazard Asset Management Securities LLC (NEW YORK NY)

NY

07/10/1997 - 01/21/2003

LAZARD FRERES & CO. LLC (NEW YORK NY)

NA

05/07/1991 - 12/31/1992

DREMAN FINANCIAL SERVICES, INC.

NY

04/28/1988 - 09/28/1989

FAHNESTOCK & CO., INC. (NEW YORK NY)

NA

11/18/1986 - 05/05/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 10/20/1997

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/01/1991

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Richard Tutino.
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