Unclaimed
Joseph Richard Tutino is a financial professional with over 25 years of experience in the industry. Joseph is currently registered with Lazard Asset Management Securities LLC and is licensed to provide investment advice in New York. Joseph has previously worked with several firms, including Lazard Freres & Co. LLC, Dreman Financial Services, Inc., Fahnestock & Co., Inc., and E.F. Hutton & Company Inc. Joseph holds the Series 7, Series 63 and Series 65 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/03/2004 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
07/10/1997 - 01/21/2003
LAZARD FRERES & CO. LLC (NEW YORK NY)
NA
05/07/1991 - 12/31/1992
DREMAN FINANCIAL SERVICES, INC.
NY
04/28/1988 - 09/28/1989
FAHNESTOCK & CO., INC. (NEW YORK NY)
NA
11/18/1986 - 05/05/1988
E. F. HUTTON & COMPANY INC
BC
Issued 10/20/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/01/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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