Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Richard Scarmato is a financial advisor with Nylife Distributors LLC, a firm based in New York, NY. Joseph is a registered representative in multiple states including New York, New Jersey, California, Delaware, and Pennsylvania. He has been in the financial services industry since 2007. He holds Series 6, 7, 24 and 63 licenses and the SIE exam. In the past, he has also worked for firms like AXA Advisors LLC and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/06/2010 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
11/23/2009 - 10/20/2010
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
10/14/2009 - 11/25/2009
AXA ADVISORS, LLC (NEW YORK NY)
MA
07/27/2007 - 08/24/2009
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
NY
01/08/2002 - 06/28/2002
BREAN MURRAY & CO., INC. (NEW YORK NY)
BC
Issued 01/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2009
Series 7 - General Securities Representative Examination
BC
Issued 07/26/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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