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Joseph Richard Rzeppa

Kestra Investment Services, LLC

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About Joseph Richard Rzeppa

Joseph Richard Rzeppa is a financial professional currently registered with Kestra Investment Services, LLC. Joseph has been in the industry since September 4, 2022 and holds the Series 6TO and SIE licenses. Prior to joining Kestra Investment Services, LLC, Joseph worked for W&S Brokerage Services, Inc.. Joseph is currently licensed in Michigan.

Firm Information

Joseph Rzeppa is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Rzeppa’s Registration & Firm History

MI

05/02/2023 - Present

Kestra Investment Services, LLC (Auburn Hills MI)

MI

09/02/2022 - 04/28/2023

W&S BROKERAGE SERVICES, INC. (GRAND RAPIDS MI)

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Licenses & Designations

BC

Issued 09/02/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/23/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Richard Rzeppa.
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