Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Rice Spooner is a financial advisor at Raymond James Financial Services Advisors, Inc. based in TAMPA, Florida. Joseph has been in the industry since 2004. Joseph is registered with FINRA and is also an investment advisor representative. In addition to working at Raymond James, Joseph is the owner of Spooner Financial Group, LLC and is a vice president at Woodforest Financial Services. Joseph provides financial planning and portfolio management services to individuals, businesses, pension and profit sharing plans, high net worth individuals, charitable organizations, corporations and insurance companies. Joseph can be reached at 501 E Kennedy Blvd, Suite 610, TAMPA, FL 33602.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
06/27/2016 - Present
Raymond James Financial Services Advisors, Inc. (TAMPA FL)
FL
02/28/2012 - 06/06/2016
CETERA ADVISORS LLC (BRANDON FL)
FL
02/01/2011 - 02/28/2012
PACIFIC WEST SECURITIES, INC. (BRANDON FL)
FL
07/20/2004 - 02/02/2011
EDWARD JONES (VALRICO FL)
BOTH
Issued 01/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Spooner is the right advisor for you? Invested Better is here to help.
