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Joseph Rene Soucy

MWA Financial Services Inc.

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About Joseph Rene Soucy

Joseph Rene Soucy is a financial professional with over 12 years of experience in the industry. Joseph is a registered representative with MWA Financial Services Inc. and holds the Series 6, Series 26, Series 63, and Series 65 licenses. Joseph is licensed in 12 states and has 14 active client accounts at MWA Financial Services Inc. with assets under management exceeding $216 million. Joseph focuses on providing financial planning, portfolio management for individuals and businesses, and selection of other advisers.

Firm Information

Joseph Soucy is currently registered with MWA Financial Services Inc.. MWA Financial Services Inc. is a Corporation formed in February 2001 and headquartered in ROCK ISLAND, IL. They provide financial planning and investment advisory services to individuals, corporations, and charitable organizations. They have a strong presence in the US, with registered representatives in 52 states. MWA Financial Services Inc. manages over $216 million in assets and specializes in serving individuals other than high-net-worth clients.
MWA Financial Services Inc.

1701 1ST AVENUE

ROCK ISLAND, IL 61201

$216.09M

Assets Under Management

14

Total Clients

525

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Soucy’s Registration & Firm History

MA

06/10/2024 - Present

MWA Financial Services Inc. (North Andover MA)

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Licenses & Designations

IA

Issued 04/24/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/16/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/29/2012

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/09/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Rene Soucy.
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