Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Reed Sando is a financial advisor currently registered with Frontier Solutions, LLC. Joseph has over 12 years of experience in the financial services industry. Joseph is licensed in Oklahoma and Texas. Joseph has Series 3, 7, and 66 licenses. He holds the Series 3, 7, and SIE licenses. Prior to joining Frontier Solutions, LLC, Joseph was a registered representative with Mutual Trust Co. of America Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/27/2017 - Present
Frontier Solutions, LLC (Dallas TX)
TX
11/24/2015 - 10/20/2017
MUTUAL TRUST CO. OF AMERICA SECURITIES (Dallas TX)
MO
04/24/2012 - 11/23/2015
MIDAMERICA FINANCIAL SERVICES, INC. (JOPLIN MO)
ME
03/23/2012 - 04/25/2012
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
TX
06/01/2009 - 06/29/2011
MORGAN STANLEY SMITH BARNEY (DALLAS TX)
TX
12/10/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
NM
04/22/2008 - 06/27/2008
THORNBURG SECURITIES CORPORATION (SANTA FE NM)
BOTH
Issued 01/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2008
Series 3 - National Commodity Futures Examination
BC
Issued 09/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Sando is the right advisor for you? Invested Better is here to help.
