Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Walker is a financial professional with over 20 years of experience in the securities industry. Joseph currently works at Brean Capital, LLC, a firm based in Darien, CT, and is registered in 52 states. Joseph's career started at R. W. Pressprich & Co., Inc. in 2002 and includes experience at Fortis Securities LLC and Gleacher & Company Securities, Inc. Joseph holds Series 3, 7, and 63 licenses and the Securities Industry Essentials (SIE) Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
10/09/2012 - Present
Brean Capital, LLC (DARIEN CT)
CT
02/02/2009 - 09/26/2012
GLEACHER & COMPANY SECURITIES, INC. (STAMFORD CT)
NY
01/12/2006 - 02/11/2009
FORTIS SECURITIES LLC (NEW YORK NY)
NY
08/13/2002 - 06/27/2005
R. W. PRESSPRICH & CO., INC. (NEW YORK NY)
BC
Issued 09/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2010
Series 3 - National Commodity Futures Examination
BC
Issued 08/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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