Unclaimed
Joseph Pigot is a financial advisor with over 25 years of experience in the industry. Joseph is currently registered with LPL Financial LLC and Private Advisor Group, LLC, and works out of offices in New Rochelle, NY, Holyoke, MA, and Melville, NY. Joseph offers a variety of financial services including investment advisory services, financial planning, and portfolio management. Joseph has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (NEW ROCHELLE NY)
CO
07/10/2014 - 02/07/2020
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
NY
07/31/2007 - 06/18/2014
PRINCOR FINANCIAL SERVICES CORPORATION (PURCHASE NY)
NY
10/02/2006 - 07/19/2007
GWFS EQUITIES, INC. (NEW YORK NY)
MA
12/14/2005 - 10/03/2006
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/14/2005 - 10/03/2006
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
07/22/1997 - 09/22/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 07/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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