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Joseph Ray Faulk

Royal Fund Management, LLC

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About Joseph Ray Faulk

Joseph Ray Faulk is a registered investment advisor representative with Royal Fund Management, LLC. Joseph has been in the industry since 2004 and has experience with securities management and research, insurance products, and tobacco products. Joseph's previous employment includes Forester Equity Services, Inc., OneAmerica Securities, Inc., AIG Retirement Advisors, Inc., and Securities Management & Research, Inc. Joseph is currently registered with the state of Florida and has passed the Series 6 and Series 65 exams.

Firm Information

Joseph Faulk is currently registered with Royal Fund Management, LLC. Royal Fund Management, LLC is a registered investment advisor based in LADY LAKE, FL. They offer advisory services in portfolio management for individuals and businesses, as well as financial planning and selection of other advisors. They primarily serve individuals (both high-net-worth and other), corporations, and businesses. They do not have a wrap fee program. They have approximately 11,583 clients with $1,361,849,417 in regulatory assets under management.
Royal Fund Management, LLC

1515 BUENOS AIRES BLVD

LADY LAKE, FL 32159

$1.36B

Assets Under Management

6

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisor to other advisers

Sub-advisor to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Faulk’s Registration & Firm History

FL

01/05/2015 - Present

Royal Fund Management, LLC (LADY LAKE FL)

CA

07/07/2009 - 10/03/2011

FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)

FL

01/09/2008 - 05/22/2009

ONEAMERICA SECURITIES, INC. (TAMPA FL)

TX

05/10/2005 - 01/14/2008

AIG RETIREMENT ADVISORS, INC. (HOUSTON TX)

IA

08/23/2004 - 05/12/2005

SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)

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Licenses & Designations

IA

Issued 05/12/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/21/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Joseph Ray Faulk. Review regulatory record here.
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