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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Randall Lum is an Investment Advisor Representative with MAI Capital Management, LLC and has been registered with the state of California since September 2022. Joseph has been in the industry since June 2014. Joseph is a Certified Financial Planner. Joseph is currently registered with the state of California as an Investment Advisor Representative and has the Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
CA
09/02/2022 - Present
MAI Capital Management, LLC (San RAmon CA)
IA
Issued 05/22/2014
Series 65 - Uniform Investment Adviser Law Examination
Active
Inactive
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