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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Francis Huhn is an investment professional with over 30 years of experience. Joseph Francis Huhn is registered with Wealthpenn.comllc and has a history of working with a variety of clients, including high-net-worth individuals, corporations, and institutions. Previous affiliations include Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Robertson Stephens, Inc., J.P. Morgan Securities Inc., Hambrecht & Quist LLC, Bear, Stearns & Co. Inc., and CS First Boston Corporation. Joseph Francis Huhn holds the Series 3, 7, 31, and 63 securities licenses, as well as the Series 65 investment advisor license. Joseph Francis Huhn provides financial planning, portfolio management, and asset allocation advice to clients in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/01/2009 - Present
Wealthpenn.comllc (San Francisco CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
CA
08/13/2002 - 04/02/2007
MORGAN STANLEY DW INC. (SAN FRANCISCO CA)
CA
03/02/2001 - 08/09/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
02/01/2000 - 07/11/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
06/01/1998 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NY
03/21/1995 - 06/12/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
08/29/1988 - 03/21/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NA
01/25/1984 - 06/30/1987
BEAR, STEARNS & CO. INC.
IA
Issued 2/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/11/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 3/22/1989
Series 3 - National Commodity Futures Examination
BC
Issued 1/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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