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Joseph R. Winter

Ameritas Investment Company, LLC

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About Joseph R. Winter

Joseph R. Winter is a financial advisor with Ameritas Investment Company, LLC. Joseph has been in the financial industry since 2013. Joseph is registered with FINRA and holds the Series 6 and Series 63 securities licenses, as well as the SIE exam. Joseph is registered to provide investment advice in Florida and Texas.

Firm Information

Joseph Winter is currently registered with Ameritas Investment Company, LLC. Ameritas Investment Company, LLC is a Limited Liability Company formed in April 1984. It is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

297

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Winter’s Registration & Firm History

FL

06/12/2013 - Present

Ameritas Investment Company, LLC (STUART FL)

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Licenses & Designations

BC

Issued 09/10/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joseph R. Winter. Review regulatory record here.
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